Abstract
Kagome lattices of various transition metals are versatile platforms for achieving anomalous Hall effects, unconventional charge-density wave orders and quantum spin liquid phenomena due to the strong correlations, spin-orbit coupling and/or magnetic interactions involved in such a lattice. Here, we use laser-based angle-resolved photoemission spectroscopy in combination with density functional theory calculations to investigate the electronic structure of the newly discovered kagome superconductor CsTi3Bi5, which is isostructural to the AV3Sb5 (A = K, Rb or Cs) kagome superconductor family and possesses a two-dimensional kagome network of titanium. We directly observe a striking flat band derived from the local destructive interference of Bloch wave functions within the kagome lattice. In agreement with calculations, we identify type-II and type-III Dirac nodal lines and their momentum distribution in CsTi3Bi5 from the measured electronic structures. In addition, around the Brillouin zone centre, \({{\mathbb{Z}}}_{2}\) nontrivial topological surface states are also observed due to band inversion mediated by strong spin-orbit coupling.
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Introduction
Quantum materials with layered kagome structures have drawn enormous attention because such a two-dimensional (2D) network of corner-sharing triangle lattice can give rise to many exotic quantum phenomena, such as spin liquid phases1,2,3,4, topological insulator, semimetal and superconductor5,6,7,8,9, fractional quantum Hall effect10, quantum anomalous Hall effect11,12,13,14 and unconventional density wave orders15,16,17,18,19,20. All these exotic quantum phenomena are thought to originate from the unique electronic structure of the kagome lattice including flat bands, Dirac cones and saddle points when the spin-orbit coupling, magnetic ordering or strong correlation are taken into consideration. Nevertheless, the definitive identification of such unique electronic structures in the kagome materials is still scarce and the underlying mechanism to induce those exotic quantum phenomena from such electronic structures remains elusive. For example, the kagome superconductors AV3Sb5 (A=K, Rb or Cs)21, which have been the focus of recent extensive research, exihibit anomalous Hall effect22,23, unconventional charge density wave (CDW)19,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39, pairing density wave18 and possible unconventional superconductivity and nematic phase17,22,23,30,40,41,42. However, the nature and origin of these novel physical properties are still in hot debates. Even for the clear identification of the flat band, it still needs further investigations. It is significant to establish a relationship between the unique electronic structures of the kagome lattice and its novel quantum phenomena.
CsTi3Bi5 is a newly discovered kagome superconductor which is isostructural to the AV3Sb5 superconductors (Fig. 1a)43. The titanium atoms form a kagome network with the bismuth atoms lying in the hexagons and above and below the triangles (Fig. 1a, b). Magnetic susceptibility and electrical resistivity measurements of CsTi3Bi5 indicate that there is no phase transition observed down to the superconducting transition at 4.8 K44. This is different from CsV3Sb5 that exhibits a CDW transition around 94 K21. The similar crystal structure but the absence of the CDW order in CsTi3Bi5 provide a good opportunity to study the intrinsic electronic structure of the kagome lattice with reference to AV3Sb5 and understand the origin of various quantum phenomena in kagome materials.
In this paper, we investigate the electronic structure of the newly discovered kagome superconductor CsTi3Bi5. By using high resolution laser-based angle-resolved photoemission spectroscopy (ARPES), in combination with the band structure calculations, we have directly observed the characteristic electronic features of the kagome lattice. We directly observed the flat band derived from the destructive interferences of the Bloch wave functions within the kagome lattices. We also identified the Dirac nodal loops and nodal lines in three-dimensional momentum space from the band structure calculations and the measured electronic structures are consistent with the calculated results. The \({{\mathbb{Z}}}_{2}\) nontrivial topological surface states are also observed. Such coexistence of multiple nontrivial band structures in one kagome superconductor provides a platform to study the rich physics in the kagome lattice.
Results
Figure 1 d shows the Fermi surface mapping of CsTi3Bi5 measured at 20 K. The entire first BZ is covered by our laser ARPES measurements. Five Fermi surface sheets are clearly observed, as quantitatively shown in Fig. 1e. The Fermi surface consists of three electron-like Fermi surface sheets around \(\bar{\Gamma }\) (α, β and γ1 in Fig. 1e), an electron-like triangular Fermi pocket around \(\bar{K}\) (γ2 in Fig. 1e) and a small hole-like Fermi pocket around \(\bar{M}\) (δ in Fig. 1e).
In order to understand the measured electronic structure, we carried out detailed band structure calculations. Figure 1f and g show the calculated band structures of CsTi3Bi5 without considering the spin-orbit couping (SOC) (Fig. 1f) and considering SOC (Fig. 1g). These calculations project the band structures onto different Ti 3d orbitals along high symmetry directions in the BZ. The low energy bands are mainly from the 3d orbitals of titanium. The characteristic electronic features of a kagome lattice, including the flat band, two saddle points at \(\bar{M}\) and a Dirac point at \(\bar{K}\), can be clearly observed as marked in Fig. 1f and g. These features are mainly from the Ti 3d\({}_{{x}^{2}-{y}^{2}/xy}\) orbitals (red lines in Fig. 1f, g) except that the van Hove singular (VHS) point, namely the saddle point VHS1, is from Ti 3d\({}_{{z}^{2}}\) (orange line in Fig. 1f, g). The consideration of SOC shows little effect on the flat band and the saddle points but opens a gap at the Dirac points (Fig. 1g).
The calculated band structures of CsTi3Bi5 (Fig. 1f, g) are very similar to that of CsV3Sb5 where the kagome lattice related electronic features are mainly from the V 3d orbitals17,34. The main difference is the band position with respect to the Fermi level. In CsTi3Bi5 the kagome lattice related bands are shifted upwards by ~ 1 eV when compared with those in CsV3Sb5. This is because CsTi3Bi5 has one electron less per Ti per unit cell than that of CsV3Sb5 when Ti is replaced by V. As a result, although the Ti 3d orbitals still dominate the density of states (DOS) around the Fermi level EF, the two van Hove singularities in CsTi3Bi5 are above the Fermi level whereas they are close or below the Fermi level in CsV3Sb535,36. This provides a possible explanation of the absence of the CDW order in CsTi3Bi5. The upward band shift also moves the flat band close to Fermi level in CsTi3Bi5.
Figure 1h shows the calculated Fermi surface in three-dimensional Brillouin zone. The Fermi surface consists of five sheets which are quite two dimensional. This is expected due to the strong in-plane bonding and weak interlayer coupling in CsTi3Bi5 which is similar to that in CsV3Sb5. The calculated Fermi surface at kz = 0 is shown in Fig. 1i. To make a better comparison between the measured Fermi surface and band structures with the band structure calculations, we find that the Fermi level of the calculated band structures needs to be shifted downwards by ~ 90 meV, as shown in Fig. 1f, g. The calculated Fermi surface (Fig. 1h and i) shows an excellent agreement with the measured results in Fig. 1d and e.
Nontrivial flat band
For the genuine kagome lattice, it shows a perfect flat band across the entire Brillouin zone, as schematically shown in Fig. 2g. In real kagome materials like CsTi3Bi5, as shown in Fig. 1f, g, the flat band (FB) is nearly dispersionless along \(\bar{K}\)-\(\bar{M}\)-\(\bar{K}\) but becomes dispersive along \(\bar{\Gamma }\)-\(\bar{M}\) and \(\bar{\Gamma }\)-\(\bar{K}\) directions. This is because, in real kagome materials, the flat band dispersion can be modified by additional factors besides the spin-orbit coupling, such as the in-plane next-nearest-neighbor hopping, the interlayer coupling or the multiple orbital degrees of freedom. So far there have been some ARPES studies reporting the observation of the kagome lattice-derived flat band in GdV6Sn645, YMn6Sn646, CoSn47,48,49, Fe3Sn250 and FeSn51. However, there is little clear evidence reported about the kagome-derived flat band in the 135 family represented by AV3Sb5(A = K, Rb or Cs)35,52.
Figure 2a, b show the band structures of CsTi3Bi5 measured at 20 K along the \(\bar{\Gamma }\)-\(\bar{M}\)-\(\bar{K}\)-\(\bar{\Gamma }\) high symmetry directions under the LV (Fig. 2a) and LH (Fig. 2b) light polarizations. In order to resolve all the band structures more clearly, the corresponding second derivative image is shown in Fig. 2c. There seems to be a dispersionless band across the entire Brillouin zone at the binding energy of ~ 0.25 eV. A careful analysis indicates that this band consists of two different parts. The first part is marked by the red dashed line in Fig. 2c while the rest of the band represent the second part. As compared with the band structure calculations in Fig. 2d, e, the first part shows a good agreement with the flat band from the band structure calculations. This demonstrates that it is kagome lattice derived flat band. This band can be attributed to the local destructive interferences of the Bloch wave functions within the kagome lattices (Fig. 2f), as described in Supplementary Materials. The second part of the dispersionless band at ~0.25 eV is not expected from the band structure calculations (Fig. 2d, e). A careful inspection indicates that there is an additional spectral weight buildup in the binding energy range of 0.25 ~ 0.50 eV. This spectral weight buildup is bounded by two cutoffs: the upper bound at −0.25 eV and the lower bound at −0.50 eV. The second derivative (Fig. 2c) makes the two boundaries show up like two bands but they are not the real part of the band structure. Therefore, the second part flat band at ~0.25 eV actually represents a spectral weight cutoff at this energy (see Supplementary Fig. 3 for details).
The observation of high intensity buildup between [−0.25, −0.50] eV in CsTi3Bi5 is an unexpected finding. It is not expected from the band structure calculations. To the best of our knowledge, such a spectral buildup over the entire Brillouin zone has not been observed by ARPES in other materials. One possibility to check is whether this may be attributed to the kz effect. Due to finite kz resolution, the measured band structure may correspond to the summation of bands at different kzs.The measured data are found to be not consistent with the calculated results (kz = 0 ~ 1), indicating that the kz effect is unlikely (Supplementary Fig. 4). The two cutoff energies of the spectral weight buildup happen to coincide with the top and bottom energy positions of the kagome derived flat band. This suggests that the extra spectral weight buildup is closely related to the existence of the flat band. It is possible that the spectral buildup may come from electron scattering of the flat band states. Since the flat band corresponds to high density of states confined by the band top ( ~−0.25 eV) and the band bottom ( ~−0.50 eV), the scattered electrons may lie in the same energy range. At present, we can not fully pin down the origin of the high intensity buildup whether it is an extrinsic effect or it represents an intrinsic effect due to other origins. Further efforts are needed to fully understand this interesting phenomenon.
Dirac nodal lines
In some quantum materials, the bands can cross at a discrete point in the momentum space, forming Dirac point with spin degeneracy or Weyl point with spin polarization. The Dirac points can also form nodal lines and nodal loops in three-dimensional momentum space53,54. The Dirac points can be categorized into three types according to the slopes of the involved bands55,56. The materials, which have the electronic structure with the type-II (two dispersion branches exhibit the same sign of slope) or type-III (one of two branches is dispersionless) Dirac points, may host exotic properties, e.g., the chiral anomaly55 and Klein tunneling57. However, there have been few established cases of the type-II and type-III Dirac point realization in real materials, not to mention their simultaneous observation in one material.
Figure 3a, b show our identification of two sets of Dirac nodal loops and one set of Dirac lines in CsTi3Bi5. Fig. 3a shows the calculated band structure along the high-symmetry directions without considering spin-orbit coupling. We can find two groups of linear dispersion crossings in a covered energy region around EF, marked as NL1 and NL2 in Fig. 3a. Our DFT calculations (Supplementary Fig. 5) reveal that these Dirac nodes are not isolated, but form multiple nodal loops in kz = 0 and kz = π/c planes as seen in Fig 3b. The NL1 type-II nodal loops form in-plane hexagons centered on Γ and A while the NL2 nodal loops form in-plane triangles centered on all the K and H points. These nodal loops are protected by the Mz mirror symmetry. Detailed band analysis shows that the type-II NL1 of kz = 0 and kz = π/c planes are not connected along the kz direction due to the absence of the Mz mirror symmetry between 0 < kz < π/c. However, for the NL2 nodal loops in the kz = 0 and kz = π/c planes, we find another set of nodal lines in the Γ-K-H-A plane that links them. These nodal lines are type-III and protected by the Mx mirror symmetry. Due to the six-fold rotational symmetry, there are six nodal lines and NL2 loops that are symmetrically distributed near K and L points. Slices at different kz positions have similar band structures, which makes these nodal loops in different slices still possible to be captured experimentally in spite of the opening of small gaps. Moreover, after considering SOC, these nodal loops will further open gaps but the gap size remains small ( < 50 meV).
Figure 3c–e show the measured band structures along \(\bar{\Gamma }\)-\(\bar{M}\), \(\bar{M}\)-\(\bar{K}\) and \(\bar{K}\)-\(\bar{\Gamma }\) high-symmetry directions, respectively. For comparison, the corresponding calculated band structures with SOC are presented in Fig. 3f–h. The calculated bands agree very well with the experimental results. The NL1 point is formed by the crossing of the β and γ1 bands, as shown by the blue and red dashed lines in Fig. 3c, e. These two bands (β and γ1) share the same sign of slope along both \(\bar{\Gamma }\)-\(\bar{M}\) (Fig. 3c) and \(\bar{\Gamma }\)-\(\bar{K}\) (Fig. 3e) directions, forming a type-II Dirac nodal loop. The NL2 point is formed by the crossing of the γ2 band and the kagome flat band, as shown by the blue and red dashed lines in Fig. 3d, e. Since the kagome flat band is nearly dispersionless, the NL2 Dirac nodal loops and lines can be categorized into type-III.
We have identified the existence of Dirac nodal lines and their momentum distribution in CsTi3Bi5 from our detailed band structure calculations (Fig. 3a, b and Supplementary Fig. 5). We used laser-ARPES to measure CsTi3Bi5 by taking the advantage of its high instrumental resolution. All the measured electronic structures are in a good agreement with the band structure calculations. Specifically, the measured results of the nodal loops at the kz from our laser-ARPES measurements (Fig. 3c–e) are also consistent with the calculated results (Fig. 3f–h). Our band structure calculations and the laser-ARPES measurements have provided major information on the nodal loops in CsTi3Bi5. To fully characterize the nodal lines in CsTi3Bi5, further ARPES work are needed to probe different kzs by using different photon energies.
Nontrivial topological surface states
The spin-orbit coupling is stronger in CsTi3Bi5 than that in CsV3Sb5 because of the heavy element Bi. We also note that the calculated energy bands give rise to a strong topological \({{\mathbb{Z}}}_{2}\) index in CsTi3Bi5 (Supplementary Fig. 6)43,44. This will result in possible topologically nontrivial surface states. Figure 4a shows the band structure measured around \(\bar{\Gamma }\) along the \(\bar{M}\)-\(\bar{\Gamma }\)-\(\bar{M}\) direction under the LV light polarization. The corresponding second derivative image is shown in Fig. 4b. For comparison, Fig. 4c, d show the calculated band structures without and with SOC, respectively, along the same momentum cut. All the observed bands in Fig. 4b can be well assigned by comparing with the calculated bands (as shown by coloured lines in Fig. 4b, d) except for one band that is marked as TSS in Fig. 4b. In order to understand its origin, we analyzed the energy bands in details. We found that CsTi3Bi5 has symmetry-protected band degeneracy along the Γ-A path between the γ and β bands, as well as between the β and α bands, giving rise to multiple topological Dirac semimetal states (Supplementary Fig. 6). This type of topological Dirac semimetal states also appears in AV3Sb5 near the Fermi level along the Γ-A path. However, in CsTi3Bi5, continuous band gaps throughout the whole Brillouin zone exist between the ϵ and δ bands, as well as between the δ and γ bands. Combining the time-reversal and inversion symmetries in CsTi3Bi5, we obtained nontrivial \({{\mathbb{Z}}}_{2}\) topological invariant of ϵ and δ bands by calculating the parity of the wavefunctions at all time-reversal invariant momenta (TRIM)58, as seen in Supplementary Fig. 6. Moreover, band gaps and band inversions due to the strong SOC of the system can induce additional Dirac topological surface states (TSS) crossing at the TRIM Γ point as seen in the surface spectral function of Fig. 4e, f. Comparing with the bands in Fig. 4d, we can identify that the topological surface states are located between the ϵ and δ bands, which indicates that they are topologically protected by the nontrivial \({{\mathbb{Z}}}_{2}\) invariant. This TSS band gives a good match with the unassigned band in Fig. 4b. Therefore, we provide a definitive spectroscopic evidence that nontrivial topological surface states exist in the kagome superconductor CsTi3Bi5.
Discussion
In the kagome materials, characteristic electronic structures are predicted that include the flat band across the whole Brillouin zone, van Hove singularities and Dirac points. CsTi3Bi5, as a newly synthesized kagome compound which is isostructural to the AV3Sb5 family, provides a good reference material to fully understand the physics of kagome lattice. We have clearly observed the kagome lattice derived flat band in CsTi3Bi5. Although flat bands are predicted in AV3Sb5, it is not clearly observed in ARPES measurements because one flat band is ~ 1 eV above the Fermi level that cannot be seen by ARPES while the other flat band is ~ 1.3 eV below the Fermi level that are not well resolved in ARPES measurements35,52. In CsTi3Bi5, it is unambiguous that the expected flat band has been clearly observed that lies close to the Fermi level (~ −0.25 eV). In addition, we also identified type-II and type-III Dirac nodal loops and nodal lines as well as \({{\mathbb{Z}}}_{2}\) nontrivial topological surface states in CsTi3Bi5 that is not observed in AV3Sb5. The spectral weight buildup in the energy range of [−0.25,−0.50] eV across the entire momentum space is also an unexpected observation. Such coexistence of multiple nontrivial band structures in one material provides a platform to explore for novel phenomena and exotic properties that have been expected in the kagome materials such as spin liquid phases1,2,3,4, topological insulator, semimetal and superconductor5,6,7, fractional quantum Hall effect10, quantum anomalous Hall effect11,12 and unconventional density wave orders15,16. So far, many phenomena and physical properties have been observed in AV3Sb5 but their origins are still under investigations59,60. Our ARPES investigation on CsTi3Bi5, which is a kagome compound recently synthesized and isostructural to the AV3Sb5, is significant to understand the physics of kagome lattice.
Our present work have demonstrated the tunability of the electronic structures in 135 systems over a large energy range. To realize the expected exotic physical properties in kagome compounds, it is necessary that the related energy scales of the unique electronic structures like the flat band, van Hove singularities and Dirac cones lie close to the Fermi level. In AV3Sb5, the flat bands and the Dirac cones lie far away from the Fermi level while some van Hove singularities are close to the Fermi level35,36. Compared with the V 3d orbital derived bands in AV3Sb5, the Ti 3d orbital derived bands are shifted upwards by ~1 eV because of different valance of V and Ti that results in three electrons less per unit cell in CsTi3Bi5 than that in AV3Sb5. Compared with AV3Sb5 where the d\({}_{{x}^{2}-{y}^{2}}\)/dxy-derived flat band is ~1.3 eV below the Fermi level35, the flat band in CsTi3Bi5 comes much closer ( ~0.25 eV) to the Fermi level. Since this kagome derived flat band lies still away from the Fermi level, it is unlikely that it drives the superconductivity in CsTi3Bi5. Our present work indicates that the position of the flat band, as well as the van Hove singularities, Dirac cones and the nodal loops, can be tuned over a large energy range by manipulating the chemical composition of the 135 kagome compounds. Our results point to a way to move the flat band and other characteristic electronic structures to the Fermi level by further adjusting the composition and doping of the 135 systems that will significantly affect superconductivity and produce exotic physical properties.
In summary, by using high resolution laser based ARPES in combination with the DFT band structure calculations, we have investigated the electronic structure of the newly discovered kagome superconductor CsTi3Bi5. The observed Fermi surface and band structures show excellent agreement with the band structure calculations. We have identified multi-sets of nontrivial band structures in CsTi3Bi5 including the kagome lattice derived flat band, type-II and type-III Dirac nodal loops and nodal lines, as well as \({{\mathbb{Z}}}_{2}\) nontrivial topological surface states. We have demonstrated the tunability of the electronic structures in 135 systems over a large energy range. Such coexistence of tunable nontrivial band structures in one kagome superconductor provides a platform to understand novel phenomena and exotic properties in the kagome materials.
Note added: After the submission of our paper, we became aware of related ARPES work on ATi3Bi5 (A=K, Rb and Cs)61,62,63.
Methods
Growth of single crystals
CsTi3Bi5 single crystals were grown using a self flux method44,64. Typical CsTi3Bi5 crystals with a lateral size of ~ 3 mm and regular hexagonal morphology were obtained.
High resolution ARPES measurements
High resolution angle-resolved photoemission measurements were performed using a lab-based ARPES system equipped with the 6.994 eV vacuum-ultra-violet (VUV) laser and a hemispherical electron energy analyzer DA30L (Scienta-Omicron)65,66. The laser spot is focused to around 10 um on the sample in order to minimize the influence of sample inhomogeneity. The light polarization can be varied to get linear polarization along different directions. In the LV (LH) polarization the electric vector of the laser light is perpendicular (parallel) to the photoelectron emission plane. The energy resolution was set at 1 meV and the angular resolution was 0.3 degree corresponding to 0.004 Å−1 momentum resolution at the photon energy of 6.994 eV. All the samples were cleaved in situ at a low temperature of 20 K and measured in ultrahigh vacuum with a base pressure better than 5 x 10−11 mbar. The Fermi level is referenced by measuring on clean polycrystalline gold that is electrically connected to the sample.
Band calculations
Density functional theory (DFT) calculations with projector augmented-wave pseudopotential method67 are implemented through Vienna ab initio simulation package (VASP)68. The exchange correlation functional is treated by Perdew-Burke-Ernzerh (PBE) of parameterization of generalized gradient approximation (GGA)69. The convergence criterion of atomic forces in structural optimization with VASP is less than 1 meV/Å total energy convergence threshold of all processes is 10−6 eV/atom. The cutoff energy of the plane-wave is set as 520 eV. The Γ centered 20 × 20 × 12 Monkhorst-Pack k-points grid is used in the self-consistent cycle. Wannier90 package70 is used to fit Wannier functions and construct tight-binding models, and WannierTools71 package is used to calculate the surface spectral functions by using the surface Green’s function method. Calculations of structures’ parity are performed through a combination of the irvsp program72 and VASP.
Data availability
All data are processed by using Igor Pro 8.02 software. All data needed to evaluate the conclusions in the paper are available within the article and its Supplementary Information files. All raw data generated during the current study are available from the corresponding author upon request.
Code availability
The codes used for the DFT calculations in this study are available from the corresponding authors upon request.
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Acknowledgements
We thank X. L. Dong and J. L. Liu for their help in sample characterizations. This work is supported by the National Natural Science Foundation of China (Grant No. 11888101, 11922414, 11974404 and 11834014), the National Key Research and Development Program of China (Grant No. 2021YFA1401800, 2017YFA0302900, 2018YFA0704200, 2018YFA0305600, 2018YFA0305800, 2019YFA0308000 and 2022YFA1604200), the Strategic Priority Research Program (B) of the Chinese Academy of Sciences (Grant No. XDB25000000, XDB28000000 and XDB33000000), the Innovation Program for Quantum Science and Technology (Grant No. 2021ZD0301800), the Youth Innovation Promotion Association of CAS (Grant No. Y2021006) and Synergetic Extreme Condition User Facility (SECUF).
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J.G.Y., X.W.Y., Z.Z., and Y.Y.X. contribute equally to this work. X.J.Z., L.Z., J.G.Y., and Y.Y.X. proposed and designed the research. Z.Z., Y.H.Y., Hu.C., H.T.Y., and H.J.G. contributed to single crystal growth. X.W.Y., J.Y.Y., B.G., and G.S. contribute to the DFT band calculations. T.M.M., H.L.L., Ha.C., B.L., W.P.Z., S.J.Z, F.F.Z., F.Y., Z.M.W., Q.J.P., H.Q.M., G.D.L., L.Z., Z.Y.X. and X.J.Z. contributed to the development and maintenance of Laser-ARPES system. J.G.Y. and Y.Y.X. carried out the ARPES experiment. J.G.Y., L.Z. and X.J.Z. analyzed the data. J.G.Y., L.Z. and X.J.Z. wrote the paper with X.W.Y., H.J.G., and G.S.; All authors participated in the discussion and comment on the paper.
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Yang, J., Yi, X., Zhao, Z. et al. Observation of flat band, Dirac nodal lines and topological surface states in Kagome superconductor CsTi3Bi5. Nat Commun 14, 4089 (2023). https://doi.org/10.1038/s41467-023-39620-0
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DOI: https://doi.org/10.1038/s41467-023-39620-0
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